基础法律英语辅导热招
您的位置:外语教育网 > 法律英语 > 英文法规 > 正文

中国证券监督管理委员会机构监管部关于证券公司发行短期融资券相关问题的通知 The Circular of the Supervision Department of China Securities Regulatory Commission on Related Matters about Issuance of Short-term Financing Bonds for Securities Companies

2006-05-12 19:31   我要纠错 | 打印 | 收藏 | | |

机构部部函[2005]18号

颁布日期:20050111  实施日期:20050111  颁布单位:中国证券监督管理委员会

  Ji Gou Bu Bu Han [2005] NO. 18

  All securities companies:

  Pursuant to the provisions of the Measures for Administration of Short-term Financing Bond of Securities Companies, the Memorandum of Understanding on the Measures for Administration of Short-term Financing Bond of Securities Companies of the People's Bank of China, the China Securities Regulatory Commission and the China Banking Regulatory Commission, the related issues about qualification approval of the issuance of short-term financing bonds for securities companies are hereby notified as follows:

  1. The securities company which proposes to issue short-term financing bond shall submit to the Supervision Department the materials that prove it consistent with the fundamental conditions of issuing short-term financing bond prescribed in the Measures for Administration of Short-term Financing Bond of Securities Companies, including:

  (1) The basic information of proposed issuance of the short-term financing bond, including the aims, repayment arrangement, funds usage, the company's net assets in recent three months and etc……;

  (2) The preservation of trading settlement funds of the clients of the company, the enforcement of the Circular of Further Strengthening the Supervision of Clients Trading Settlements funds of Securities Companies, and the commitment that senior managers doesn't misappropriate the clients trading settlements funds and bear the relevant responsibilities;

  (3) The account of the company internal control mechanism and its execution, including the separate management of the application of equity capital from the assets management business for clients as an agent, the construction of medium and back platform and control of the operation risks of the front platform, and commitment of rules-compliance operation of the company;

  (4) The evaluation of the assets and liabilities in accordance with relevant rules adopted by the company;

  (5) The appraisal and control of stock risks of the company;

  (6) The copy of approval document of national inter-bank borrowing (lending) market membership;

  (7) The copy of announcement on information disclosure publicized by the inter-bank borrowing center.

  2. The Supervision department shall exanimate the materials submitted by securities companies in accordance with Article 9 of the Measures for Administration of Short-term Financing Bond of Securities Companies, and issue an approval letter to the qualified securities company.

  3. In the first year of the implementation of the Measures for Administration of Short-term Financing Bond of Securities Companies, securities companies of innovational tryout or normalized development type that passed the review of the Securities Association of China may not retain credit rating agencies to make credit rating at the time of issuance of short-term financing bond.

  4. All securities companies shall abide by the provisions of the Measures for Administration of Short-term Financing Bond of Securities Companies, and carry out earnestly the issuance, trading and information disclosure of short-term financing bonds, and report timely to the China Securities Regulatory Commission and the People's Bank of China if they encounter material problems.

  The Supervision department of the China Securities Regulatory Commission

  January 11, 2005

相关资讯:
网站导航:
 四六级 指南 动态 经验 试题 资料  托福 指南 动态 经验 留学 备考
 雅思 指南 动态 机经 经验 辅导  公共英语 指南 动态 备考 试题 辅导
 日语 就业 辅导 留学 考试 报考  法语 资料 文化 考试 留学 辅导
 韩语 入门 口语 阅读 留学 文化  西语 辅导 资料 考试 留学 风采
基础法律英语
350元/门
系统讲解知识,全面提升水平
课时数:18课时左右
学员 tueiwi:
自我感觉LEC考得不错,感谢外语教育网的法律英语课程老师。
学员 tyjf:
外语教育网的法律英语信息不错,希望有朝一日可以成为法律达人,顶起!
学员 Alice12345:
我报的是法律英语的辅导班。因为英语底子不太好,一直没有太大的进步。后来,我在外语教育网报名参加了网上培训。感觉老师很负责。课程内容也详细。在老师的帮助下,感觉我的法律英语的水平得到了长足的提高。很感谢法律英语的老师的教导。谢谢老师!
学员 lionm:
一直在学法律英语,但总是找不到门路。不但单词多,而且本来认识的单词意思又变了,头痛死了。听了李文沛老师的法律英语课程后,我觉得好多了。希望能网校的法律英语课程能继续开个中级班。
学员 xyz521:
我一直在找法律英语的课程都没找到,偶然的机会来到外语教育网,发现这里的法律英语的课程真的很不错、信息也很齐全,绝对支持哦!
学员 futami:
以前自己看书,感觉非常吃力,很多地方看不懂。抱着试试看的心理,我报名参加了外语教育网的基础法律英语辅导。沙老师和李老师讲得非常好,重点、难点,经过老师的系统讲解,我都基本掌握了。就连冥思苦想都不能解决的难题,也通过答疑板请教老师而得到了满意的答复。在此衷心感谢网校的老师。
学员 hnigni:
我是法律专业的本科生,因为工作的需要,必须得会法律英语,可之前在学校的时候没好好学过啊。正头疼,同事推荐了外语教育网,于是我就报了名,开始学习。在学习过程中,发现沙老师的课真的很不错,她不但英语口语发音标准,而且她授课的内容通俗易懂,很方便我们接受和学习。另外,外语教育网的教学模式很适合我这种已经参加了工作的人,可以让我兼顾工作和学习,也很不错。特此,到网上来赞一下沙老师!沙老师,谢谢您!也谢谢网校的良好服务!在外语教育网学习,真值!
版权声明
   1、凡本网注明 “来源:外语教育网”的所有作品,版权均属外语教育网所有,未经本网授权不得转载、链接、转贴或以其他方式使用;已经本网授权的,应在授权范围内使用,且必须注明“来源:外语教育网”。违反上述声明者,本网将追究其法律责任。
  2、本网部分资料为网上搜集转载,均尽力标明作者和出处。对于本网刊载作品涉及版权等问题的,请作者与本网站联系,本网站核实确认后会尽快予以处理。
  本网转载之作品,并不意味着认同该作品的观点或真实性。如其他媒体、网站或个人转载使用,请与著作权人联系,并自负法律责任。
  3、本网站欢迎积极投稿
  4、联系方式:
编辑信箱:for68@chinaacc.com
电话:010-82319999-2371